Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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PA Bulletin, Doc. No. 12-1003

NOTICES

STATE ETHICS COMMISSION

Gaming Act List

[42 Pa.B. 3051]
[Saturday, May 26, 2012]

 Pursuant to Sections 1201(h)(14.1), 1512(a.5), and 1512.1(e) of the Pennsylvania Race Horse Development and Gaming Act (''Gaming Act''), 4 Pa.C.S. §§ 1201(h)(14.1), 1512(a.5), and 1512.1(e), the Pennsylvania State Ethics Commission (''Commission'') is required to biennially publish lists of the following:

 • All employment positions of the Pennsylvania Gaming Control Board with duties that would subject the individuals in those positions to the provisions of Section 1201(h)(13) of the Gaming Act (pertaining to post-employment restrictions);

 •  All employment positions of independent contractors of the Pennsylvania Gaming Control Board with duties that would subject the individuals in those positions to the provisions of Section 1201(h)(13.1) of the Gaming Act (pertaining to restrictions following contract termination);

 •  All State, county, municipal and other government positions that meet the definition of ''executive-level public employee'' as set forth in Section 1103 of the Gaming Act or the definition of ''public official'' as set forth in Section 1512(b) of the Gaming Act (pertaining to restrictions, requirements and penalties set forth in Sections 1512(a), (a.1), (a.2), (a.3), and (a.4) of the Gaming Act); and

 •  All positions within the Pennsylvania State Police, the Office of Attorney General and the Pennsylvania Department of Revenue with duties that would subject the individuals in those positions to the provisions of Section 1512.1(a) of the Gaming Act (pertaining to post-employment restrictions).

 In accordance with the requirements of the Gaming Act, the lists are being published herewith in the PA Bulletin and on the website of the State Ethics Commission in the e-Library at http://www.ethics.state.pa.us.

 The aforesaid lists are based in part upon information provided to the Commission. The lists are subject to change and will be continually updated on the Commission's website.

 Status as an executive-level public employee or public official has significance under various provisions of the Gaming Act, including but not limited to Section 1512.

 A person who is an executive-level public employee or public official as defined by the Gaming Act, or who is a member of such a person's immediate family (spouse, minor child, or unemancipated child), is subject to significant restrictions and may be subject to penalties as set forth in Sections 1512(a), (a.1), (a.2), (a.3), and (a.4) of the Gaming Act.

 Positions identified on the list within the Gaming Control Board, the Office of Attorney General, the Pennsylvania State Police, and the Pennsylvania Department of Revenue may be subject to specific post employment restrictions as set forth in the Gaming Act.

 Employees of Independent Contractors serving in identified positions are subject to certain employment restrictions following termination of a contract with the PA Gaming Control Board.

JOHN J. CONTINO, Esq., 
Executive Director

THE GAMING ACT, AS MOST RECENTLY AMENDED BY ACT 1 OF 2010 DEFINES EXECUTIVE LEVEL PUBLIC EMPLOYEE AND PUBLIC OFFICIAL AS FOLLOWS:

''Executive-level public employee.'' The term shall include the following:

 (1) Deputy Secretaries of the Commonwealth and the Governor's Office executive staff.

 (2) An employee of the executive branch whose duties substantially involve licensing or enforcement under this part, who has discretionary power which may affect or influence the outcome of a Commonwealth agency's action or decision or who is involved in the development of regulations or policies relating to a licensed entity. The term shall include an employee with law enforcement authority.

 (3) An employee of a county or municipality with discretionary powers which may affect or influence the outcome of the county's or municipality's action or decision related to this part or who is involved in the development of law, regulation or policy relating to matters regulated under this part. The term shall include an employee with law enforcement authority.

 (4) An employee of a department, agency, board, commission, authority or other governmental body not included in paragraph (1), (2), or (3) with discretionary power which may affect or influence the outcome of the governmental body's action or decision related to this part or who is involved in the development of regulation or policy relating to matters regulated under this part. The term shall include an employee with law enforcement authority.

''Law enforcement authority.'' The power to conduct investigations of or to make arrests for criminal offenses.

 4 Pa.C.S. § 1103.

''Public official.'' The term shall include the following:

 (1) The Governor, Lieutenant Governor, a member of the Governor's cabinet, Treasurer, Auditor General and Attorney General of the Commonwealth.

 (2) A member of the Senate or House of Representatives of the Commonwealth.

 (3) An individual elected or appointed to any office of a county or municipality that directly receives a distribution of revenue under this part.

 (4) An individual elected or appointed to a department, agency, board, commission, authority or other governmental body not included in paragraph (1), (2) or (3) that directly receives a distribution of revenue under this part.

 (5) An individual elected or appointed to a department, agency, board, commission, authority, county, municipality or other governmental body not included in paragraph (1), (2) or (3) with discretionary power which may influence or affect the outcome of an action or decision and who is involved in the development of regulation or policy relating to a licensed entity or who is involved in other matters under this part.

 The term does not include a member of a school board or an individual who held an uncompensated office with a governmental body prior to January 1, 2006, and who no longer holds the office as of January 1, 2006. The term includes a member of an advisory board or commission which makes recommendations relating to a licensed facility.

 4 Pa.C.S. § 1512(b).

STATE GOVERNMENT TABLE OF CONTENTS

Aging
Agriculture
Attorney General
Auditor General
Banking
Commonwealth Financing Authority (DCED)
Corrections
Department of Community and Economic Development  (DCED)
Department of Conservation and Natural Resources  (DCNR)
Education (PDE)
Environmental Protection (DEP)
Executive Board
Executive Offices
General Services (DGS)
Governor's Office
Governor's Office of the Budget
Health Department
House of Representatives
Independent Regulatory Review Commission
Insurance Department
Judiciary
Labor and Industry (L&I)
Lieutenant Governor's Office
Liquor Control Board (PLCB)
Military and Veterans' Affairs (DMVA)
PA Emergency Management Agency
PA Gaming Control Board
Independent Contractors of the PA Gaming Control Board
PA Higher Education Assistance Agency
Public Welfare (DPW)
Revenue
Senate
State Department
State Employees Retirement System (SERS)
State Ethics Commission
State Police (PSP)
Transportation (PennDOT)
Treasury Department

GENERAL ASSEMBLY

Public Officials:

MEMBERS OF THE PA HOUSE OF REPRESENTATIVES
MEMBERS OF THE PA SENATE

Executive Level Public Employees:

 The following positions are covered insofar as they have duties and responsibilities relating to gaming issues or licensing:

House of Representatives:General Counsel to Research
Executive Director of the House Gaming Oversight Committee
Policy Director assigned to the House Gaming Oversight Committee
PA Senate: Executive Director (Minority) of Senate Community, Economic and Recreational Development Committee
Executive Director (Majority) of Senate Community, Economic and Recreational Development Committee
Counsel (Majority) for Senate Community, Economic and Recreational Development Committee
Counsel (Minority) for Senate Community, Economic and Recreational Development Committee

PA JUDICIARY

Public Officials:

• Judges of the Courts of Common Pleas for the following Pennsylvania counties:

Adams
Allegheny
Beaver
Berks
Blair
Bradford
Bucks
Butler
Cambria
Cameron
Carbon Centre
Chester
Columbia
Crawford
Cumberland
Dauphin
Delaware
Elk
Erie
Forest
Franklin
Fulton
Greene
Lackawanna
Lancaster
Lebanon
Lehigh Luzerne
McKean
Monroe
Montour
Northampton
Northumberland
Perry
Philadelphia
Pike
Potter
Schuylkill
Snyder
Somerset
Sullivan
Tioga
Union
Venango Warren
Washington
Wayne
Wyoming
York

• All Judges of the Philadelphia Municipal Court

• District Justices of the Pittsburgh Municipal Court

• Magisterial District Judges:

STATE ETHICS COMMISSION

 Biennially publish lists of: (1) all positions of employment with the Gaming Control Board or with independent contractors to the Board that are subject to certain ''revolving door/post-termination'' provisions within the Gaming Act; (2) all state, county, municipal and other government positions meeting the definitions of the terms ''public official'' or ''executive-level public employee'' set forth in the Gaming Act; and (3) all positions within the Pennsylvania State Police, the Office of Attorney General, and the Department of Revenue that are subject to certain ''revolving door/post-termination'' provisions within the Gaming Act; make a determination, upon request, as to whether a particular individual/person would be subject to various ''revolving door/post-termination'' provisions within the Gaming Act; determine whether to extend deadlines by which executive-level employees, public officials, party officers, or their immediate family members would be required to divest themselves of financial interests that they would be prohibited from holding under the Gaming Act; be available to consult with the Gaming Control Board upon request regarding the post-employment restrictions of the Gaming Act.

Public Officials:

COMMISSION MEMBERS

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities relating to gaming issues or licensing:

Administrative Officer
Assistant Counsels
Chief Counsel
Deputy Executive Director/Director of Investigations
Executive Director

PA GAMING CONTROL BOARD

Public Officials:

§ 1512(b): ''Public Official'' (5) - An individual elected or appointed to a department, agency, board, commission, authority or other governmental body not included in paragraphs (1), (2), or (3) with discretionary power which may affect/influence the outcome of a governmental body's action or decision related to the Gaming Act AND who are involved in the development of regulation or policy relating to a licensed entity OR who are involved in other matters under the Gaming Act; and (6) members of any advisory board or commission that makes recommendations relating to a licensed facility.

GAMING CONTROL BOARD CHAIRPERSON
GAMING CONTROL BOARD MEMBERS

Executive Level Public Employees:

§ 1512(b): ''Executive Level Public Employee'' (4) - An employee of a department agency, board, commission, authority or other governmental body not included in paragraphs (1), (2), or (3) with discretionary power which may affect or influence the outcome of the governmental body's action or decision and who is involved in the development of regulation or policy relating to a licensed entity or who is involved in other matters under this part.

Assistant Chief Counsel 1
Assistant Chief Counsel 2
Assistant Chief Counsel 3
Assistant Enforcement Counsel 1
Assistant Enforcement Counsel 2
Assistant Enforcement Counsel 3
Audit Manager
Auditor
Auditor/Financial Examiner
Casino Compliance Representative 1
Casino Compliance Representative 2
Casino Compliance Senior Supervisor
Casino Compliance Supervisor
Chief Counsel
Chief Enforcement Counsel
Compliance Examiner
Compliance Manager
Deputy Chief Counsel
Deputy Chief Enforcement Counsel
Deputy Director Investigations and Enforcement
Director of Diversity
Director, Bureau of Gaming Laboratory
Director, Bureau of Investigations and Enforcement
Director, Bureau of Licensing
Director, Casino Compliance
Director, Communications
Director, Compulsive and Problem Gambling
Director, Gaming Operations
Director, Office of Hearings and Appeals
Director, Racetrack Gaming
Electronics Engineer
Executive Director
Financial Investigations Supervisor
Forensic Accountant
Gaming Operations Liaison
Hearing Officer
Investigative Intake Manager
Investigator
Investigator Supervisor
Legislative Liaison
Licensing Manager
Manager, Gaming Laboratory
Regional Director, Investigations and Enforcement
Senior Auditor
Senior Counsel
Statistician
Technical Field Representative

PA GAMING CONTROL BOARD

Executive Level Public Employees:

§ 1201(h)(13): Employee(s) whose duties substantially involve licensing, enforcement, development of law, promulgation of regulations, or development of policy, relating to gaming under this part or who has other discretionary authority which may affect or influence the outcome of an action, proceeding or decision under this part.

Assistant Chief Counsel 1
Assistant Chief Counsel 2
Assistant Chief Counsel 3
Assistant Enforcement Counsel 1
Assistant Enforcement Counsel 2
Assistant Enforcement Counsel 3
Audit Manager
Auditor
Auditor/Financial Examiner
Casino Compliance Representative 1
Casino Compliance Representative 2
Casino Compliance Senior Supervisor
Casino Compliance Supervisor
Chief Counsel
Chief Enforcement Counsel
Compliance Examiner
Compliance Manager
Deputy Chief Counsel
Deputy Chief Enforcement Counsel
Deputy Director Investigations and Enforcement
Director of Diversity
Director, Bureau of Gaming Laboratory
Director, Bureau of Investigations and Enforcement
Director, Bureau of Licensing
Director, Casino Compliance
Director, Communications
Director, Compulsive and Problem Gambling
Director, Gaming Operations
Director, Office of Hearings and Appeals
Director, Racetrack Gaming
Electronics Engineer
Executive Director
Financial Investigations Supervisor
Forensic Accountant
Gaming Control Board Chairperson
Gaming Control Board Member
Gaming Operations Liaison
Hearing Officer
Investigative Intake Manager
Investigator
Investigator Supervisor
Legislative Liaison
Licensing Analyst—Enterprise Unit
Licensing Manager
Manager, Gaming Laboratory
Regional Director, Investigations and Enforcement
Senior Auditor
Senior Counsel
Statistician
Technical Field Representative

PA GAMING CONTROL BOARD
INDEPENDENT CONTRACTORS

Public Officials:

 The duties of the following independent contractor(s) doing business with the Pennsylvania Gaming Control Board, and the following employment positions with such independent contractor(s), substantially involve consultation relating to licensing, enforcement, development of law, promulgation of regulations or development of policy, relating to gaming under the Gaming Act. Inclusion on this list does not represent a disposition of all possible issues as to whether the restrictions of Section 13.1 of the Gaming Act would apply in a given instance.

1A. Independent Contractor
Currently, no vendors have been identified.
2A. Employee Positions:
The identification of the positions will be determined per the terms and conditions of the contract, as required by the PA Gaming Control Board as said services are provided. To date, no services have been provided.

DEPARTMENT OF AGRICULTURE

State Horse Racing Commission and/or State Harness Racing Commission: Oversees the use of funds set aside by licensees for the improvement and maintenance of racetrack structures

Public Officials:

SECRETARY OF AGRICULTURE

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities
relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00100026 00044300 AG Horse and Harn Comm 00086500 08650 Administrative Officer 3
50271483 00044300 AG Horse and Harn Comm 00086500 08650 Administrative Officer 3
00127951 00044200 AG Horse and Harn Comm 00086600 08660 Administrative Officer 4
00014120 00041500 AG Lgl Off 00071501 07151 Attorney 4 Non Supervisory Office of General Counsel
50266101 00041500 AG Lgl Off 00071501 07151 Attorney 4 Non Supervisory Office of General Counsel
00054508 00044200 AG Horse and Harn Comm 03002600 U0260 Chairman Board Or Commission
00077295 00044300 AG Horse and Harn Comm 03002600 U0260 Chairman Board Or Commission
00112790 00041500 AG Lgl Off 03010207 U1027 Chief Counsel Ogc
00014111 00044200 AG Horse and Harn Comm 00709202 70922 Chief Operations Officer Racing Commissions
00022853 00041000 AG Off of Sec 03000300 U0030 Department Head
00027234 00043000 AG Dep Sec Ag Consr Pro 03007208 U0728 Deputy Secretary for Animal Agriculture
00097930 00043000 AG Dep Sec Ag Consr Pro 03007204 U0724 Deputy Secretary for Consumer Protection, Regulatory Affairs and Dairy
00020894 00044200 AG Horse and Harn Comm 00709400 70940 Director Horse or Harness Racing
50326790 00044300 AG Horse and Harn Comm 00709400 70940 Director Horse or Harness Racing
00005692 00044200 AG Horse and Harn Comm 00709100 70910 Director Racing Enforcement
50266900 00044300 AG Horse and Harn Comm 00709100 70910 Director Racing Enforcement
00038605 00042000 AG Ex Dep Sec 03008700 U0870 Executive Deputy Secretary Agriculture
00202422 00044200 AG Horse and Harn Comm 00709201 70921 Executive Secretary Racing Commissions
00207829 00044300 AG Horse and Harn Comm 00709201 70921 Executive Secretary Racing Commissions
50330326 00044200 AG Horse and Harn Comm 00709203 70923 Licensing and Enforcement Manager Racing Commissions
00008580 00044220 AG Phila Prk 00701901 70191 Manager Race Track Commission Office
00061984 00044330 AG Pocono 00701901 70191 Manager Race Track Commission Office
00096623 00044320 AG Meadows 00701901 70191 Manager Race Track Commission Office
00144065 00044210 AG Penn Nat 00701901 70191 Manager Race Track Commission Office
50285511 00044360 AG Chester 00701901 70191 Manager Race Track Commission Office
50305418 00044230 AG Presque Isle Downs 00701901 70191 Manager Race Track Commission Office
00006781 00044200 AG Horse and Harn Comm 03002700 U0270 Member Board Or Commission
00055630 00044300 AG Horse and Harn Comm 03002700 U0270 Member Board Or Commission
00116091 00044200 AG Horse and Harn Comm 03002700 U0270 Member Board Or Commission
00228772 00044300 AG Horse and Harn Comm 03002700 U0270 Member Board Or Commission

OFFICE OF ATTORNEY GENERAL

Establish gaming unit within Attorney General's Office to investigate and prosecute violations of the Gaming Act

Public Officials:

ATTORNEY GENERAL

Executive Level Public Employees:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00001346 00144200 AT Legal Review Section 00993500 99350 Chief Deputy Attorney General
00050939 00146000 AT Crml Law Div 03092900 U9290 Executive Deputy Attorney General
00091713 00144200 AT Legal Review Section 00993300 99330 Deputy Attorney General 4
00197624 00147613 AT Organized Crm Sect Norristown 00993500 99350 Chief Deputy Attorney General
00237934 00141000 AT Ex Off 03092600 U9260 First Deputy Attorney General
50263707 00146050 AT Crml Invstgns 00997302 99732 Special Agent 6 Oag
50273550 00146100 AT Bur of Crml Invstgn 00997301 99731 Special Agent 5
50331745 00147934 AT Gaming Enf N Huntingdon 00997200 99720 Special Agent 3 Office Of Attorney General
50331746 00147934 AT Gaming Enf N Huntingdon 00997100 99710 Special Agent 2 Office Of Attorney General
50331747 00147913 AT Gaming Enf Nrstn 00997100 99710 Special Agent 2 Office Of Attorney General
50331748 00147913 AT Gaming Enf Nrstn 00997100 99710 Special Agent 2 Office Of Attorney General
50399952 00147934 AT Gaming Enf N Huntingdon 00997100 99710 Special Agent 2 Office Of Attorney General

DEPARTMENT OF COMMUNITY AND ECONOMIC DEVELOPMENT
COMMONWEALTH FINANCING AUTHORITY

 Receive gross revenue and/or local share assessments from licensed gaming entities, to be distributed to the Commonwealth Financing Agency or counties and municipalities containing licensed facilities for certain projects; administer PA Gaming Economic Development and Tourism Fund; receive information and submit reports to various individuals regarding distributions of local share assessments to counties and municipalities.

Public Officials:

SECRETARY OF DEPARTMENT OF COMMUNITY AND ECONOMIC DEVELOPMENT

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00232191 00240002 CE Dep Sec for Cmy Aff and Dvpt 00086300 08630 Administrative Officer 1
00075035 00247100 CE Chf Cnsl 00071301 07131 Attorney 3 Non Supervisory Office of General Counsel
00128972 00247100 CE Chf Cnsl 00071502 07152 Attorney 4 Supervisory Office of General Counsel
00004941 00247100 CE Chf Cnsl 03010207 U1027 Chief Counsel Ogc
00232173 00240300 CE Cmy Dvpt Rgnl Off Hbg 00163100 16310 Community Development Regional Director
00232189 00240100 CE Cmy Dvpt Rgnl Off Phila 00163100 16310 Community Development Regional Director
00232206 00240500 CE Cmy Dvpt Rgnl Off Pgh 00163100 16310 Community Development Regional Director
00232213 00240600 CE Cmy Dvpt Rgnl Off Erie 00163100 16310 Community Development Regional Director
50250866 00240200 CE Cmy Rgnl Off Scranton 00163100 16310 Community Development Regional Director
00241542 00247000 CE Ex Off 03000300 U0030 Department Head
00232199 00246000 CE Dep Sec Ad 03008600 U0860 Deputy Secretary Administration Dced
00002478 00249400 CE Bus Fncng 03008603 U0863 Deputy Secretary Business Assistance
00109491 00249400 CE Bus Fncng 00167700 16770 Director Center For Business Financing
00108892 00249400 CE Bus Fncng 00160000 16000 Economic Development Analyst 1
00017736 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
00019096 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
00033337 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
00035288 00249421 CE Small Bus Fncng 00159800 15980 Economic Development Analyst 2
00083003 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
00095249 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
00266834 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
50244461 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
50255009 00249400 CE Bus Fncng 00159800 15980 Economic Development Analyst 2
00232203 00249400 CE Bus Fncng 00165300 16530 Economic Development Consultant 1
00037174 00249400 CE Bus Fncng 00165403 16543 Economic Development Consultant 3
00232262 00240050 CE Ctr for Lcl Govt 00165406 16546 Ex Dir Governors Center Local Government Services
00232187 00247000 CE Ex Off 03008605 U0865 Executive Deputy Secretary Dced
00216261 00247002 CE Plcy and Tchlgy 00168300 16830 Executive Policy Manager 1
00238762 00247002 CE Plcy and Tchlgy 00168200 16820 Executive Policy Specialist 2
00232228 00247004 CE Leg Aff 00072403 07243 Legislative Liaison 3
00232259 00240050 CE Ctr for Lcl Govt 00168601 16861 Local Government Policy Manager
00274248 00240050 CE Ctr for Lcl Govt 00168601 16861 Local Government Policy Manager
00232205 00240150 CE Ctr Loc Govt Phila 00168600 16860 Local Government Policy Specialist
00232209 00240250 CE Ctr Lcl Govt Scranton 00168600 16860 Local Government Policy Specialist
00232214 00240550 CE Ct Loc Govt Pgh 00168600 16860 Local Government Policy Specialist
00274246 00240050 CE Ctr for Lcl Govt 00168600 16860 Local Government Policy Specialist

DEPARTMENT OF EDUCATION

In consultation with the Department of Labor and Industry and the Gaming Control Board, develop curriculum guidelines for gaming school instruction.

Public Officials:

SECRETARY OF THE DEPARTMENT OF EDUCATION

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities
relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00117467 00162400 ED Cmwl Lbry 03000401 U0041 Acting Deputy Secretary
50401103 00161000 ED Secs Off 03000401 U0041 Acting Deputy Secretary
00125403 00161000 ED Secs Off 03000300 U0030 Department Head
00005521 00166000 ED Off of Ad 03006000 U0600 Deputy Secretary Administration Education
00048588 00163000 ED Elemy Scdry Ed 03005700 U0570 Deputy Secretary Comr For Elementary Second Ed
00022615 00165000 Ed Postscdry Hghr Ed 03005800 U0580 Deputy Secretary Comr Postsecondary Higher Ed
00218944 00161000 ED Secs Off 03006100 U0610 Executive Deputy Secretary Education

EXECUTIVE BOARD
Establish compensation of Gaming Control Board members

Public Officials:

Executive Board Members

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities relating to gaming issues or licensing:

Executive Director

EXECUTIVE OFFICES

The Governor's Office of Administration shall assist the State Ethics Commission in the development of a listing of government positions that meet the definitions of ''public official'' or ''executive-level public employee.''

Public Officials:

SECRETARY OF ADMINISTRATION
GENERAL COUNSEL
INSPECTOR GENERAL

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities
relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00018946 00813000 EX Dep Sec HR Mgmt 03000800 U0080 Deputy Secretary Human Resources Management
00038756 00812000 EX Dep Sec Info Tchlgy 03004900 U0490 Deputy Secretary Information Technology

GOVERNOR'S OFFICE

The Governor's Office of Administration shall assist the State Ethics Commission in the development of a listing of government positions that meet the definitions of ''public official'' or ''executive-level public employee.''

Public Officials:

GOVERNOR

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00302058 00011000 GV Gov Off 03012100 U1210 Chief Of Staff
00215870 00011000 GV Gov Off 03010800 U1080 Deputy Chief Of Staff
00216363 00011000 GV Gov Off 03010800 U1080 Deputy Chief Of Staff
00280424 00011000 GV Gov Off 03010800 U1080 Deputy Chief Of Staff
00292009 00011000 GV Gov Off 03010800 U1080 Deputy Chief Of Staff
00215730 00011025 GV Correspondence 03011100 U1110 Deputy Director Office Of Public Liaison
00302167 00011010 GV Pub Lias 03011100 U1110 Deputy Director Office Of Public Liaison
00302168 00011010 GV Pub Lias 03011100 U1110 Deputy Director Office Of Public Liaison
00302749 00011010 GV Pub Lias 03011100 U1110 Deputy Director Office Of Public Liaison
00302768 00011026 GV Gov Northeast Off 03015108 U1518 Deputy Director, Governor's Northeast Office
00303095 00011023 GV Southeastern Off 03015204 U1524 Deputy Director, Governor's Southeast Office
00215726 00011028 GV Gov Pgh Off 03015104 U1514 Deputy Director, Governor's Southwest Office
00279178 00011031 GV Leg Aff 03010605 U1065 Deputy Secretary Legislative Affairs
00279986 00011031 GV Leg Aff 03010605 U1065 Deputy Secretary Legislative Affairs
00302196 00011031 GV Leg Aff 03010605 U1065 Deputy Secretary Legislative Affairs
00302494 00011040 GV Cmncs 03011400 U1140 Director Communications Governors Office
00215873 00011027 GV Gov Erie Off 03011804 U1184 Director Governors Erie Office
00302582 00011026 GV Gov Northeast Off 03011805 U1185 Director Governors North East Office
00215831 00011023 GV Southeastern Off 03011802 U1182 Director Governors Philadelphia Office
00216339 00011028 GV Gov Pgh Off 03011803 U1183 Director Governors Pittsburgh Office
00302065 00011002 GV Schdling 03001108 U0118 Director Governors Scheduling Office
00290240 00011031 GV Leg Aff 03010700 U1070 Secretary Legislative Affairs
00302075 00011033 GV Plcy Off 03001900 U0190 Secretary of Policy and Planning
00280423 00011033 GV Plcy Off 03001902 U0192 Senior Policy Manager
00296718 00011033 GV Plcy Off 03001902 U0192 Senior Policy Manager
00302767 00011033 GV Plcy Off 03001902 U0192 Senior Policy Manager
00302060 00011040 GV Cmncs 03000105 U0015 Special Assistant To The Governor
00302066 00011000 GV Gov Off 03000105 U0015 Special Assistant To The Governor

GOVERNOR'S OFFICE OF THE BUDGET

Receive information and distribute reports to various individuals regarding distribution of funds from the PA Gaming Economic Development and Tourism Fund.

Public Officials:

SECRETARY OF THE BUDGET

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities
relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00058303 00815000 EX Ofc of Compt Ops 03081202 U8122 Chief Accounting Officer
50256658 00814000 EX Sec Bdgt 03001005 U0105 Executive Deputy Secretary of the Budget

DEPARTMENT OF HEALTH

Develop program guidelines for public education and training regarding compulsive/problem gambling; make grants for the purpose of providing treatment and prevention programs; maintain a toll-free telephone number to assist problem gamblers; conduct studies to identify problem or compulsive gamblers; collaborate with other entities to implement a strategic plan for the prevention and treatment of compulsive gambling.

Public Officials:

SECRETARY OF THE DEPARTMENT OF HEALTH

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities
relating to gaming issues or licensing:

Position
Number
Organizational Unit
JOB ID Job
Code
Position Name
00094434 00071002 HL Plcy Off 00168400 16840 Executive Policy Manager 2
00102509 00079100 HL Bur of Drg Alchl Prgms 00381600 38160 Director Bur Drug Alcohol Programs
00202352 00071001 HL Off of the Sec 03000300 U0030 Department Head
00100118 00079000 HL Dep Sec Hlth Pr and Dse Prvntn 03003000 U0300 Deputy Secretary Health Promotion Dse Prvntn
00040893 00076000 HL Dep Sec for Ad 03003100 U0310 Deputy Secretary Administration Health
00100298 00077000 HL Dep Sec Hlth Plan 03003200 U0320 Deputy Secretary Health Planning & Assessment
00112674 00078000 HL Dep Sec for Qlty Assur 03003300 U0330 Deputy Secretary Quality Assurance
00054921 00075000 HL Ex Dep Sec 03004205 U0425 Executive Deputy Secretary Health

PA HIGHER EDUCATION ASSISTANCE AGENCY (PHEAA)

Receive funds for deposit into a restricted receipts account to be used exclusively for grants to a particular school of medicine.

PUBLIC OFFICIALS:

MEMBERS, BOARD OF DIRECTORS

EXECUTIVE LEVEL PUBLIC EMPLOYEES:

Position
Department
Assistant Vice Presidents State Grant & Special Programs
Attorneys Legal & Compliance Services
Chief Financial Officer Financial Management
Chief Information Officer IT
Director, Program Review Legal & Compliance Services
Director, Public Information Public Affairs
General Counsel Legal & Compliance Services
Investigators Legal & Compliance Services
Manager Legal & Compliance Services
Manager Legislative & Board Affairs
Managers Office of Public Information
Managers PA School Services
President and CEO Executive Office
Vice President, FedLoan Servicing FedLoan Servicing
Vice President, Loan Asset Management Loan Asset Management
Vice President, Client Relations and Loan Ops Client Relations and Loan Operations
Vice President, Administration Supply Management
Vice President, Public Affairs Public Affairs
Vice President, State Grant & Special Programs State Grant & Special Programs
Vice Pres., Public Finance & Student Loan Acct. Financial Management
Vice President, Treasury Management Treasury Management
Vice President, Financial Analysis & Budget Financial Management
Vice president, Human Resources Human Resources

INDEPENDENT REGULATORY REVIEW COMMISSION

Reviews and approves all regulations relating to Gaming

Public Officials:

COMMISSION MEMBERS

Executive Level Public Employees:

The following positions are covered insofar as they have duties and responsibilities
relating to gaming issues or licensing:

Executive Director
Chief Counsel
Director of Regulatory Review
Regulatory Analysts

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