Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 50 Pa.B. 4000 (August 1, 2020).

Pennsylvania Code



TITLE 10



BANKING AND SECURITIES

 PART I. General Provisions
    Chapter 1. Preliminary Provisions   
    Chapter 3. [Reserved]   
    Chapter 5. Assessments   
    Chapter 7. Residential Real Estate Transactions   
    Chapter 9. Individual Retirement Accounts   
    Chapter 10. Minimum Capital Requirements   
 PART II. Bureau of Banks
    Chapter 11. [Reserved]   
    Chapter 13. Loans   
    Chapter 14. [Reserved]   
    Chapter 15. Trusts   
    Chapter 17. [Reserved]   
    Chapter 19. Money Transmitters   
    Chapter 21. General Provisions for All State-Chartered BankingInstitutions   
    Chapter 23. [Reserved]   
    Chapter 27. Leeway Investments   
    Chapter 28. Savings Banks Service Corporations   
    Chapter 29. Borrowings   
    Chapter 30. Negotiable Order of Withdrawal Accounts   
 PART III. Savings Association Bureau
    Chapter 31. Investment Operations   
    Chapter 31a. Trust Powers   
    Chapter 32. [Reserved]   
    Chapter 33. Savings Deposit Accounts   
    Chapter 34. NOW Accounts   
    Chapter 34a. Consumer Loans, Commercial Paper and Corporate Debt Securities   
    Chapter 35. [Reserved]   
    Chapter 36. Treasury Tax and Loan Depositories   
    Chapter 37. Service Corporations   
    Chapter 38. Higher Rate Savings Accounts, Regular Savings Accounts and Serial Installment Accounts   
    Chapter 39. Mobile Home Financing   
    Chapter 40. Alternate Reserve Requirements   
 PART IV. Bureau of Consumer Credit Agencies
    Chapter 41. Consumer Discount Companies   
    Chapter 42. Registration of Loan Brokers   
    Chapter 44. [Reserved]   
    Chapter 46. Proper Conduct of Lending and Brokerage in the Mortgage Loan Business   
    Chapter 47. Mortgage Loan Modifications—Statement of Policy   
    Chapter 48. First Mortgage Loan Business Practices   
    Chapter 49. Reverse Mortgages—Statement of Policy   
    Chapter 55. Financing Sales of Mobile Homes   
    Chapter 57. Debt Management Services Continuing Education   
    Chapter 59. Mortgage Servicing   
 PART V. Pawnbrokers
    Chapter 61. General Provisions   
    Chapter 63. Charges, Payment and Records   
    Chapter 65. Pawn Tickets   
    Chapter 67. Sale of Pledge   
 PART VI. Check Cashers
    Chapter 81. Check Casher Licensing—Statement of Policy   
 PART VII. Securities
  Subpart A. Definitions
    Chapter 101. General Provisions   
    Chapter 102. Definitions   
  Subpart B. Registration of Securities
    Chapter 202. Exempt Securities   
    Chapter 203. Exempt Transactions   
    Chapter 204. Exemption Proceedings   
    Chapter 205. Registration by Coordination   
    Chapter 206. Registration by Qualification   
    Chapter 207. General Registration Provisions   
    Chapter 208. Denial for Abandonment   
    Chapter 209. Books, Records and Accounts   
    Chapter 210. Retroactive Registration of Certain Investment Company Securities   
    Chapter 211. Federally Covered Securities   
  Subpart C. Registration of Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives and Notice Filings by Federally Covered Advisers
    Chapter 301. Registration Requirement   
    Chapter 302. Exemptions   
    Chapter 303. Registration Procedure   
    Chapter 304. Postregistration Provisions   
    Chapter 305. Denial, Suspension, Revocation and Conditioning of Registration   
  Subpart D. Fraudulent and Prohibited Practices
    Chapter 401. Sales and Purchases   
    Chapter 403. Prohibited Transactions; Broker-Dealers and Agents   
    Chapter 404. Prohibited Activities; Investment Advisers and Investment Adviser Representatives   
  Subpart E. Enforcement
    Chapter 501. Civil Liabilities   
    Chapter 504. Time Limitations on Rights of Action   
    Chapter 513. Rescission Orders   
  Subpart F. Administration
    Chapter 601. Administration   
    Chapter 602. [Reserved]   
    Chapter 603. Administrative Files   
    Chapter 604. [Reserved]   
    Chapter 605. Department Employees; Relationship with Licensed Persons or Qualified Organizations   
    Chapter 606. Miscellaneous Powers of the Department   
    Chapter 609. Regulations, Forms and Orders   
    Chapter 610. [Reserved]   
  Subpart G. General Provisions
    Chapter 701. Administrative Provisions   
  Subpart H. [Reserved]
    Chapter 901. [Reserved]   
  Subpart I. Takeover Offerors
    Chapter 1001. Takeover Disclosures   



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