§ 1404.6. Sports wagering supplier licensee responsibilities.
(a) A holder of a sports wagering supplier license has a continuing duty to do all of the following:
(1) Comply with the general requirements in Chapters 421a and 423a (relating to general provisions; and applications; statement of conditions; wagering restrictions).
(2) For publicly traded sports wagering supplier licensees, provide notification of all SEC filings or, if the sports wagering supplier licensee is publicly traded on a foreign exchange, a copy of all filings submitted to the securities regulator that has jurisdiction over the foreign publicly traded corporation. The notification or copies of the filings shall be submitted to the Bureau of Licensing within 30 days after the date of filing with the SEC or securities regulator that has jurisdiction over the foreign publicly traded corporation.
(b) An employee of a licensed sports wagering supplier who is a gaming or nongaming employee as defined in § § 401a.3 and 1401.2 (relating to definitions) shall obtain a permit under § § 435a.3 and 1406.4 (relating to occupation permit; and sports wagering gaming employees) or registration under § § 435a.5 and 1406.5 (relating to nongaming employee registration; and sports wagering nongaming employees).
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