Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 53 Pa.B. 8238 (December 30, 2023).

58 Pa. Code § 437a.1. General gaming service provider requirements.

§ 437a.1. General gaming service provider requirements.

 (a)  Except as provided in §  437a.10 (relating to emergency gaming service provider), a gaming service provider or person seeking to conduct business with a slot machine applicant or licensee shall apply to the Board for registration if:

   (1)  The total dollar amount of the goods or services to be provided to a single slot machine applicant or licensee or to multiple slot machine applicants or licensees will be or is anticipated to be equal to or greater than $100,000 but less than or equal to $500,000 within a consecutive 12-month period.

   (2)  The employees of the gaming service provider or person seeking to conduct business with a slot machine applicant or licensee will be working either:

     (i)   In a restricted area of the licensed facility.

     (ii)   On the gaming floor unless all of the following conditions are met:

       (A)   The employees will be on the gaming floor for less than 24 hours within a 72-hour period no more than once in any consecutive 3-month period.

       (B)   The employees sign-in with the security department at the licensed facility and the Board’s casino compliance representatives prior to entering the gaming floor.

       (C)   The gaming service provider has received written approval from the Bureau of Licensing for the gaming service provider’s employees to be on the gaming floor.

 (b)  Except as provided in §  437a.10, a gaming service provider or person seeking to conduct business with a slot machine applicant or licensee shall apply to the Board for certification if the total dollar amount of the goods or services to be provided to a single slot machine applicant or licensee or to multiple slot machine applicants or licensees will be or is anticipated to be greater than $500,000 within a consecutive 12-month period.

 (c)  A person that provides goods or services indirectly to a slot machine applicant or licensee through an intermediary, holding company or affiliate of the slot machine applicant or licensee shall be required to be registered or certified if the cost of the goods or services provided to the slot machine applicant or licensee exceeds the monetary thresholds in subsections (a) and (b).

 (d)  The following persons are exempt from the gaming service provider registration and certification requirements of this chapter:

   (1)  Public utilities which provide one or more of the following services to a slot machine applicant or licensee:

     (i)   Water.

     (ii)   Sewerage.

     (iii)   Electricity.

     (iv)   Natural gas.

   (2)  Insurance companies providing insurance to a slot machine applicant or licensee and its employees.

   (3)  Employee benefit and retirement plans including incorporated 401K plans and employee stock purchase programs.

   (4)  National, state or local professional associations that receive funds from the slot machine applicant or licensee for the cost of enrollment, activities and membership.

   (5)  State, Federal and municipal operated agencies.

   (6)  Manufacturers and suppliers of liquor, wine and beer regulated by the Liquor Control Board.

   (7)  State and Federally chartered banks or savings and loan associations where funds are deposited by slot machine licensees, notwithstanding those sources or transactions provided to a slot machine licensee which require Board approval.

   (8)  Providers of professional services including accountants, attorneys, engineers and architects, when acting in their respective professional capacities.

   (9)  Telecommunication service providers.

   (10)  Shipping services.

   (11)  Persons that engage in efforts to influence legislative action or administrative action on behalf of a principal for economic consideration.

   (12)  Schools regulated by the Department of Education.

   (13)  Professional entertainers, sports figures and other celebrities engaged by a slot machine licensee to appear at a slot machine licensee-sponsored special entertainment or promotional event.

   (14)  Newspapers, television stations, radio stations and providers of simulcast services that contract with slot machine applicants or licensees.

   (15)  Professional sports teams of Major League Baseball, the National Hockey League, the National Football League and the National Basketball Association.

   (16)  Any person not otherwise exempt under this subsection that is licensed by a Federal or state agency if the agency’s licensing requirements are determined by the Bureau of Licensing to be substantially similar to those of the Board.

 (e)  The Board may request information or assurances from any person listed in subsection (d) to determine the validity of the person’s exempt status.

 (f)  Subsection (d) does not relieve a slot machine applicant or licensee of reporting obligations required under § §  441a.12 and 441a.14 (relating to maintaining agreements; filing of agreements; and master purchasing and disbursement report).

 (g)  Notwithstanding subsections (a) and (b), a publicly traded corporation or subsidiary thereof will not be required to be registered or certified as a gaming service provider if the publicly traded corporation or subsidiary thereof submits a completed Publicly Traded Gaming Service Provider Form to the Bureau of Licensing accompanied by the filing fee posted on the Board’s web site and is authorized. A publicly traded corporation or subsidiary thereof that is authorized to provide goods and services under this subsection shall be required to:

   (1)  Comply with §  437a.7 (relating to registered, certified and authorized gaming service provider responsibilities).

   (2)  Immediately notify the Bureau of Licensing if the publicly traded corporation or subsidiary thereof ceases to meet the definition of a publicly traded corporation.

 (h)  A slot machine applicant or licensee shall complete and submit to the Bureau of Licensing a Notification of Material Gaming Service Provider Form prior to compensating a gaming service provider $15,000 or more within a consecutive 12-month period. A slot machine applicant or licensee will not be required to submit a Notification of Material Gaming Service Provider Form to the Bureau of Licensing if either of the following apply to the gaming service provider to be compensated:

   (1)  The gaming service provider is exempt under subsection (d).

   (2)  The gaming service provider is listed on the Board’s authorized gaming service provider list.

 (i)  A gaming service provider of a slot machine applicant or licensee whose compensation does not exceed the monetary thresholds contained in this section or who is otherwise not required to be registered or certified under subsection (d) or (g) may be required to be registered or certified if the Board determines that registration or certification is necessary to protect the integrity of gaming.

Authority

   The provisions of this §  437a.1 amended under 4 Pa.C.S. § §  1103, 1202(b)(9)—(23) and (30), 1205, 1206(f) and (g), 1207(1) and (2), 1208(1)(iii), 1209(b), 1212, 1213, 1317(c), 1317.1(c), 1317.2, 1321, 1326, 13A11, 13A12—13A14, 13A15 and 1802 and Chapter 13.

Source

   The provisions of this §  437a.1 amended February 19, 2010, effective February 20, 2010, 40 Pa.B. 975; amended October 22, 2010, effective October 23, 2010, 40 Pa.B. 6083; amended July 19, 2013, effective July 20, 2013, 43 Pa.B. 4096; amended June 12, 2015, effective June 13, 2015, 45 Pa.B. 2829. Immediately preceding text appears at serial pages (368719) to (368722).

Cross References

   This section cited in 58 Pa. Code §  437a.6 (relating to registration and certification term and renewal); 58 Pa. Code §  437a.8 (relating to authorized gaming service providers list; prohibited gaming service providers); 58 Pa. Code 437a.9 (relating to permission to conduct business prior to certification or registration); 58 Pa. Code §  437a.11 (relating to slot machine applicants’ and licensees’ duty to investigate); 58 Pa. Code §  441a.12 (relating to maintaining agreements; filing of agreements); 58 Pa. Code §  807a.6 (relating to authorized gaming service providers list; prohibited gaming service providers); and 58 Pa. Code §  1405a.1 (relating to general sports wagering gaming service provider reqirements).



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