Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 51 Pa.B. 6384 (October 2, 2021).

Pennsylvania Code



CHAPTER 604. [Reserved]

Sec.


604.010.    [Reserved].
604.011.    [Reserved].
604.012.    [Reserved].
604.013.    [Reserved].
604.014.    [Reserved].
604.015.    [Reserved].
604.016.    [Reserved].
604.017.    [Reserved].
604.018.    [Reserved].
604.019.    [Reserved].
604.020.    [Reserved].
604.021.    [Reserved].
604.022.    [Reserved].
604.023.    [Reserved].

§ 604.010. [Reserved].


Authority

   The provisions of this §  604.010 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.010 adopted April 30, 1974, effective May 1, 1974, 4 Pa.B. 916; transferred and renumbered from 64 Pa. Code §  604.010, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial page (364811).

§ 604.011. [Reserved].


Authority

   The provisions of this §  604.011 issued under section 604 of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-604); reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.011 adopted March 16, 1990, effective March 17, 1990, 20 Pa.B. 1517; transferred and renumbered from 64 Pa. Code §  604.011, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial page (364812).

§ 604.012. [Reserved].


Authority

   The provisions of this §  604.012 issued under section 604 of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-604); reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.012 adopted September 21, 1990, effective September 22, 1990, 20 Pa.B. 4876; transferred and renumbered from 64 Pa. Code §  604.012, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial page (364813).

§ 604.013. [Reserved].


Source

   The provisions of this §  604.013 adopted February 8, 1991, effective February 9, 1991, 21 Pa.B. 519; amended December 8, 2006, effective December 9, 2006, 36 Pa.B. 7456; transferred and renumbered from 64 Pa. Code §  604.013, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (324461).

§ 604.014. [Reserved].


Source

   The provisions of this §  604.014 adopted February 8, 1991, effective February 9, 1991, 21 Pa.B. 519; amended December 8, 2006, effective December 9, 2006, 36 Pa.B. 7456; transferred and renumbered from 64 Pa. Code §  604.014, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (324461).

§ 604.015. [Reserved].


Source

   The provisions of this §  604.015 adopted February 8, 1991, effective February 9, 1991, 21 Pa.B. 519; amended December 8, 2006, effective December 9, 2006, 36 Pa.B. 7456; transferred and renumbered from 64 Pa. Code §  604.015, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (324461).

§ 604.016. [Reserved].


Authority

   The provisions of this §  604.016 amended under sections 203(d), (o) and (p), 205, 206, 301, 303, 504, 603(a) and 609 of the Pennsylvania Securities Act of 1972 (70 P.S. § §  1-203(d), (o) and (p), 1-205, 1-206, 1-301, 1-303, 1-504, 1-603(a) and 1-609); and section 4 of the Takeover Disclosure Law (70 P.S. §  74); reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.016 adopted January 17, 1992, effective January 18, 1992, 22 Pa.B. 301; amended December 8, 2006, effective December 9, 2006, 36 Pa.B. 7456; transferred and renumbered from 64 Pa. Code §  604.016, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364814) to (364815).

§ 604.017. [Reserved].


Authority

   The provisions of this §  604.017 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.017 adopted November 13, 1992, effective November 14, 1992, 22 Pa.B. 5521; transferred and renumbered from 64 Pa. Code §  604.017, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364815) to (364817).

§ 604.018. [Reserved].


Authority

   The provisions of this §  604.018 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.018 adopted June 11, 1993, effective June 12, 1993, 23 Pa.B. 2743; transferred and renumbered from 64 Pa. Code §  604.018, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364817) to (364818).

§ 604.019. [Reserved].


Authority

   The provisions of this §  604.019 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.019 adopted August 4, 1995, effective August 5, 1995, 25 Pa.B. 3119; transferred and renumbered from 64 Pa. Code §  604.019, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364818) to (364820).

§ 604.020. [Reserved].


Authority

   The provisions of this §  604.020 amended under sections 203(d), (o) and (p), 205, 206, 301, 303, 504, 603(a) and 609 of the Pennsylvania Securities Act of 1972 (70 P.S. § §  1-203(d), (o) and (p), 1-205, 1-206, 1-301, 1-303, 1-504, 1-603(a) and 1-609); and section 4 of the Takeover Disclosure Law (70 P.S. §  74); reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.020 adopted July 10, 1998, effective July 11, 1998, 28 Pa.B. 3302; amended December 8, 2006, effective December 9, 2006, 36 Pa.B. 7456; transferred and renumbered from 64 Pa. Code §  604.020, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364820) to (364822).

§ 604.021. [Reserved].


Authority

   The provisions of this §  604.021 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.021 adopted August 25, 2000, effective August 26, 2000, 30 Pa.B. 4437; transferred and renumbered from 64 Pa. Code §  604.021, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial page (364822).

§ 604.022. [Reserved].


Authority

   The provisions of this §  604.022 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.022 adopted August 25, 2000, effective August 26, 2000, 30 Pa.B. 4437; transferred and renumbered from 64 Pa. Code §  604.022, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364822) to (364823).

§ 604.023. [Reserved].


Authority

   The provisions of this §  604.023 reserved under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).

Source

   The provisions of this §  604.023 adopted August 10, 2001, effective August 11, 2001, 31 Pa.B. 4451; transferred and renumbered from 64 Pa. Code §  604.023, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533; reserved January 12, 2018, effective January 13, 2018, 48 Pa.B. 389. Immediately preceding text appears at serial pages (364823) to (364824).



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