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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 54 Pa.B. 1032 (February 24, 2024).

10 Pa. Code § 701.030. Fees.

§ 701.030. Fees.

 Issuers filing registration or exemption forms by electronic means shall include the payment of fees or assessments required under section 602 or 602.1 of the act (70 P.S. § §  1-602 and 1-602.1) by one of the following means:

   (1)  Automated Clearing House transfer of funds to the Department’s designated depository.

   (2)  As otherwise required by the Department in the General Instructions.


   The provisions of this §  701.030 issued under section 202.C of the Department of Banking and Securities Code (71 P.S. §  733-202.C); section 609(a) of the Pennsylvania Securities Act of 1972 (70 P.S. §  1-609(a)); and section 9(b) of the Takeover Disclosure Law (70 P.S. §  79(b)).


   The provisions of this §  701.030 adopted January 12, 2018, effective January 13, 2018, 48 Pa.B. 389.

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