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COMMONWEALTH OF PENNSYLVANIA

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Pennsylvania Code



CHAPTER 202. [Reserved and Renumbered]

Sec.


202.010.    [Reserved and Renumbered].
202.030.    [Reserved and Renumbered].
202.032.    [Reserved and Renumbered].
202.041.    [Reserved and Renumbered].
202.051.    [Reserved and Renumbered].
202.052.    [Reserved and Renumbered].
202.070.    [Reserved and Renumbered].
202.080.    [Reserved and Renumbered].
202.091.    [Reserved and Renumbered].
202.092.    [Reserved and Renumbered].
202.093.    [Reserved and Renumbered].
202.094.    [Reserved and Renumbered].
202.095.    [Reserved and Renumbered].

§ 202.010. [Reserved and Renumbered].


Authority

   The provisions of this §  202.010 amended under sections 202(a), (c), (e) and (i) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(a), (c), (e) and (i) and 1-609(a)).

Source

   The provisions of this §  202.010 amended January 28, 1994, effective January 29, 1994, 24 Pa.B. 652; amended July 11, 2003, effective July 12, 2003, 33 Pa.B. 3365; reserved and transferred to 10 Pa. Code §  202.010, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317561) to (317562).

§ 202.030. [Reserved and Renumbered].


Authority

   The provisions of this §  202.030 amended under sections 202(a), (c), (e) and (i) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(a), (c), (e) and (i) and 1-609(a)).

Source

   The provisions of this §  202.030 amended July 11, 2003, effective July 12, 2003, 33 Pa.B. 3365; reserved and transferred to 10 Pa. Code §  202.030, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317562) to (317563).

§ 202.032. [Reserved and Renumbered].


Source

   The provisions of this §  202.032 adopted February 21, 1975, effective February 22, 1975, 5 Pa.B. 334; reserved July 11, 2003, effective July 12, 2003, 33 Pa.B. 3365; transferred to 10 Pa. Code §  202.032, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (317563).

§ 202.041. [Reserved and Renumbered].


Source

   The provisions of this §  202.041 adopted May 31, 1974, effective June 1, 1974, 4 Pa.B. 1085; reserved and transferred to 10 Pa. Code §  202.041, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317563) to (317564).

§ 202.051. [Reserved and Renumbered].


Authority

   The provisions of this §  202.051 amended under sections 202(a), (c), (e) and (i) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(a), (c), (e) and (i) and 1-609(a)).

Source

   The provisions of this §  202.051 adopted June 14, 1974, effective June 15, 1974, 4 Pa.B. 1227; amended July 11, 2003, effective July 12, 2003, 33 Pa.B. 3365; reserved and transferred to 10 Pa. Code §  202.051, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (317564).

§ 202.052. [Reserved and Renumbered].


Source

   The provisions of this §  202.052 adopted August 8, 1975, effective August 9, 1975, 5 Pa.B. 2034; reserved and transferred to 10 Pa. Code §  202.052, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (297465).

§ 202.070. [Reserved and Renumbered].


Authority

   The provisions of this §  202.070 amended under sections 202(g) and (i), 203(d), (i.1), (j) and (n)—(t), 204(a), 205(b), 207(g), (j.1) and (n), 209(b), 211(a) and (b), 504(d), 513, 603(a), 606(d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(g) and (i), 1-203(d), (i.1), (j) and (n)—(t), 1-204(a), 1-205(b), 1-207(g), (j.1) and (n), 1-209(b), 1-211(a) and (b), 1-504(d), 1-513, 1-603(a), 1-606(d) and 1-609(a)).

Source

   The provisions of this §  202.070 adopted March 29, 1974, effective March 30, 1974, 4 Pa.B. 584; amended April 4, 1975, effective April 5, 1975, 5 Pa.B. 722; amended September 4, 1987, effective September 5, 1987, 17 Pa.B. 3613; amended December 30, 1999, effective January 1, 2000, 30 Pa.B. 18; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; reserved and transferred to 10 Pa. Code §  202.070, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (297465) to (297466).

§ 202.080. [Reserved and Renumbered].


Source

   The provisions of this §  202.080 adopted March 29, 1974, effective March 30, 1974, 4 Pa.B. 584; reserved October 10, 1997, effective October 11, 1997, 27 Pa.B. 5255; transferred to 10 Pa. Code §  202.080, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (297466).

§ 202.091. [Reserved and Renumbered].


Authority

   The provisions of this §  202.091 amended under sections 202(g) and (i), 293(d), (i.1), (j) and (n)—(t), 204(a), 205(b), 207(g), (j.1) and (n), 209(b), 211(a) and (b), 504(d), 513, 603(a), 606(d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(g) and (i), 1-203(d), (i.1), (j) and (n)—(t), 1-204(a), 1-205(b), 1-207(g), (j.1) and (n), 1-209(b), 1-211(a) and (b), 1-504(d), 1-513, 1-603(a), 1-606(d) and 1-609(a)).

Source

   The provisions of this §  202.091 adopted October 22, 1976, effective October 23, 1976, 6 Pa.B. 2688; amended December 30, 1999, effective January 1, 2000, 30 Pa.B. 18; reserved and transferred to 10 Pa. Code §  202.091, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (297466) and (317565).

§ 202.092. [Reserved and Renumbered].


Authority

   The provisions of this §  202.092 issued under sections 202(a), (c), (e) and (i) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(a), (c), (e) and (i) and 1-609(a)).

Source

   The provisions of this §  202.092 adopted April 10, 1981, effective April 11, 1981, 11 Pa. B. 1252; amended February 7, 1986, effective February 8, 1986, 16 Pa.B. 384; amended January 8, 1999, effective January 9, 1999, 29 Pa.B. 202; amended July 11, 2003, effective July 12, 2003, 33 Pa.B. 3365; reserved and transferred to 10 Pa. Code §  202.092, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317565) to (317568).

§ 202.093. [Reserved and Renumbered].


Authority

   The provisions of this §  202.093 amended under sections 202(i) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(i) and 1-609(a)).

Source

   The provisions of this §  202.093 adopted December 2, 1988, effective December 3, 1988, 18 Pa.B. 5359; amended December 30, 1999, effective January 1, 2000, 30 Pa.B. 18; amended December 28, 2001, effective December 29, 2001, 31 Pa.B. 7032; reserved and transferred to 10 Pa. Code §  202.093, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317568) to (317569).

§ 202.094. [Reserved and Renumbered].


Authority

   The provisions of this §  202.094 issued under sections 102(k), 202(h) and (i), 203(r), 204(a), 207(h), (i) and (k), 209(a), 606(a) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-102(k), 2-202(h) and (i), 2-203(r), 2-204(a), 2-207 (h), (i) and (k), 2-209(a), 6-606(a) and 6-609(a)).

Source

   The provisions of this §  202.094 adopted October 10, 1997, effective October 11, 1997, 27 Pa.B. 5255; reserved and transferred to 10 Pa. Code §  202.094, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317569) and (317570).

§ 202.095. [Reserved and Renumbered].


Authority

   The provisions of this §  202.095 issued under sections 202(i) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-202(i) and 1-609(a)).

Source

   The provisions of this §  202.095 adopted December 30, 1999, effective January 1, 2000, 30 Pa.B. 18; amended December 28, 2001, effective December 29, 2001, 31 Pa.B. 7032; reserved and transferred to 10 Pa. Code §  202.095, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (297473).


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