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COMMONWEALTH OF PENNSYLVANIA

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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 54 Pa.B. 1806 (March 30, 2024).

Pennsylvania Code



CHAPTER 303. [Reserved and Renumbered]

Sec.


303.011.    [Reserved and Renumbered].
303.012.    [Reserved and Renumbered].
303.013.    [Reserved and Renumbered].
303.014.    [Reserved and Renumbered].
303.015.    [Reserved and Renumbered].
303.021.    [Reserved and Renumbered].
303.031.    [Reserved and Renumbered].
303.032.    [Reserved and Renumbered].
303.041.    [Reserved and Renumbered].
303.042.    [Reserved and Renumbered].
303.051.    [Reserved and Renumbered].

§ 303.011. [Reserved and Renumbered].


Authority

   The provisions of this §  303.011 amended under sections 303(a), (c) and (d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a), (c) and (d) and 1-609(a)).

Source

   The provisions of this §  303.011 adopted March 29, 1974, effective March 30, 1974, 4 Pa.B. 582; amended April 4, 1975, effective April 5, 1975, 5 Pa.B. 722; amended June 8, 1984, effective June 9, 1984, 14 Pa.B. 1941; amended January 17, 1992, effective January 18, 1992, 22 Pa.B. 278; amended December 28, 2001, effective December 29, 2001, 31 Pa.B. 7032; reserved and transferred to 10 Pa. Code §  303.011, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (286699) to (286700).

§ 303.012. [Reserved and Renumbered].


Authority

   The provisions of this §  303.012 amended under sections 303(a)—(e), 304(b) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a)—(e), 1-304(b) and 1-609(a)).

Source

   The provisions of this §  303.012 adopted March 29, 1974, effective March 30, 1974, 4 Pa.B. 582; amended December 27, 1985, effective December 28, 1985, 15 Pa.B. 4585; amended January 17, 1992, effective January 18, 1992, 22 Pa.B. 278; amended January 28, 1994, effective January 29, 1994, 24 Pa.B. 653; amended September 8, 1995, effective September 9, 1995, 25 Pa. B. 3722; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; amended April 15, 2005, effective April 16, 2005, 35 Pa.B. 2307; reserved and transferred to 10 Pa. Code §  303.012, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (310485) to (310487).

§ 303.013. [Reserved and Renumbered].


Authority

   The provisions of this §  303.013 amended under sections 303(a), (c) and (d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a), (c) and (d) and 1-609(a)).

Source

   The provisions of this §  303.013 adopted March 29, 1974, effective March 30, 1974, 4 Pa. B. 582; amended April 4, 1975, effective April 5, 1975, 5 Pa. B. 722; amended June 28, 1985, effective June 29, 1985, 15 Pa.B. 2392; amended January 17, 1992, effective January 18, 1992, 22 Pa.B. 280; amended December 28, 2001, effective December 29, 2001, 31 Pa.B. 7032; reserved and transferred to 10 Pa. Code §  303.013, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (310487).

§ 303.014. [Reserved and Renumbered].


Authority

   The provisions of this §  303.014 issued under section 303(a)(i) of the Pennsylvania Securities Act of 1972 (70 P. S. §  1-303(a)(i)); amended under sections 303(a)—(e) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a)—(e) and 1-609(a)).

Source

   The provisions of this §  303.014 adopted January 17, 1992, effective January 18, 1992, 22 Pa.B. 281; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; reserved and transferred to 10 Pa. Code §  303.014, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial page (310488).

§ 303.015. [Reserved and Renumbered].


Authority

   The provisions of this §  303.015 issued under sections 303(a)—(e) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a)—(e) and 1-609(a)).

Source

   The provisions of this §  303.015 adopted September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; reserved and transferred to 10 Pa. Code §  303.015, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (310488) to (310489).

§ 303.021. [Reserved and Renumbered].


Authority

   The provisions of this §  303.021 issued under sections 303(b) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(b) and 1-609(a)); amended under sections 303(a)—(e) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a)—(e) and 1-609(a)).

Source

   The provisions of this §  303.021 adopted January 17, 1992, effective January 18, 1992, 22 Pa.B. 283; amended September 25, 1992, effective September 26, 1992, 22 Pa.B. 4782; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; reserved and transferred to 10 Pa. Code §  303.021, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (310489) to (310490).

§ 303.031. [Reserved and Renumbered].


Authority

   The provisions of this §  303.031 amended under sections 303(a), (c) and (d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a), (c) and (d) and 1-609(a)).

Source

   The provisions of this §  303.031 adopted March 29, 1974, effective March 30, 1974, 4 Pa. B. 582; amended January 17, 1992, effective January 18, 1992, 22 Pa.B. 281; amended September 8, 1995, effective September 9, 1995, 25 Pa.B. 3722; amended December 28, 2001, effective December 29, 2001, 31 Pa.B. 7032; reserved and transferred to 10 Pa. Code §  303.031, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (310490) to (310491).

§ 303.032. [Reserved and Renumbered].


Authority

   The provisions of this §  303.032 amended under sections 303(a)—(e), 304(b) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a)—(e), 1-304(b) and 1-609(a)).

Source

   The provisions of this §  303.032 adopted March 29, 1974, effective March 30, 1974, 4 Pa. B. 582; corrected July 3, 1987, 17 Pa.B. 2822; amended January 17, 1992, effective January 18, 1992, 22 Pa.B. 285; amended September 8, 1995, effective September 9, 1995, 25 Pa. B. 3722; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; amended April 15, 2005, effective April 16, 2005, 35 Pa.B. 2307; reserved and transferred to 10 Pa. Code §  303.032, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (310491) to (310492) and (317623).

§ 303.041. [Reserved and Renumbered].


Authority

   The provisions of this §  303.041 amended under sections 303(a), (c) and (d) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a), (c) and (d) and 1-609(a)).

Source

   The provisions of this §  303.041 adopted March 29, 1974, effective March 30, 1974, 4 Pa. B. 582; amended January 17, 1992, effective January 18, 1992, 22 Pa.B. 287; amended December 28, 2001, effective December 29, 2001, 31 Pa.B. 7032; reserved and transferred to 10 Pa. Code §  303.041, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (317623) to (317624) and (310495).

§ 303.042. [Reserved and Renumbered].


Authority

   The provisions of this §  303.042 issued under the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-101—1-704); amended under sections 303(a)—(e) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-303(a)—(e) and 1-609(a)).

Source

   The provisions of this §  303.042 adopted March 29, 1974, effective March 30, 1974, 4 Pa. B. 582; amended June 18, 1982, effective June 19, 1982, 12 Pa.B. 1873; amended June 26, 1987, effective June 27, 1987, 17 Pa.B. 2604; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; amended April 15, 2005, effective April 16, 2005, 35 Pa.B. 2307; reserved and transferred to 10 Pa. Code §  303.042, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (310495) to (310498) and (324447).

§ 303.051. [Reserved and Renumbered].


Authority

   The provisions of this §  303.051 issued under act of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-101—1-704); amended under sections 203(d), (o) and (p), 205, 206, 301, 303, 504, 603(a) and 609 of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-203(d), (o) and (p), 1-205, 1-206, 1-303, 1-504, 1-603(a) and 1-609); and the Takeover Disclosure Law (70 P. S §  74).

Source

   The provisions of this §  303.051 amended December 17, 1982, effective December 18, 1982, 12 Pa.B. 4288; amended April 28, 1989, effective April 29, 1989, 19 Pa.B. 1945; amended September 1, 2000, effective September 2, 2000, 30 Pa.B. 4551; amended December 8, 2006, effective December 9, 2006, 36 Pa.B. 7456; reserved and transferred to 10 Pa. Code §  303.051, December 14, 2012, effective December 15, 2012, 42 Pa.B. 7533. Immediately preceding text appears at serial pages (324447) to (324448).



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