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COMMONWEALTH OF PENNSYLVANIA

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207 Pa. Code Rule 3.13. Acceptance of Gifts, Loans, Bequests, Benefits, or Other Things of Value.

Rule 3.13. Acceptance of Gifts, Loans, Bequests, Benefits, or Other Things of Value.

 (A)  A magisterial district judge shall not accept any gifts, loans, bequests, benefits, or other things of value, if acceptance is prohibited by law or would appear to a reasonable person to undermine the magisterial district judge’s independence, integrity, or impartiality.

 (B)  Unless otherwise prohibited by law, or by paragraph (A), a magisterial district judge may accept the following without publicly reporting such acceptance:

   (1)  items with little intrinsic value, such as plaques, certificates, trophies, and greeting cards;

   (2)  gifts, loans, bequests, benefits, or other things of value from friends, relatives, or other persons, including lawyers, whose appearance or interest in a proceeding pending or impending before the magisterial district judge would in any event require disqualification of the magisterial district judge under Rule 2.11;

   (3)  ordinary social hospitality;

   (4)  commercial or financial opportunities and benefits, including special pricing and discounts, and loans from lending institutions in their regular course of business, if the same opportunities and benefits or loans are made available on the same terms to similarly situated persons who are not magisterial district judges;

   (5)  rewards and prizes given to competitors or participants in random drawings, contests, or other events that are open to persons who are not magisterial district judges;

   (6)  scholarships, fellowships, and similar benefits or awards, if they are available to similarly situated persons who are not magisterial district judges, based upon the same terms and criteria;

   (7)  books, magazines, journals, audiovisual materials, and other resource materials supplied by publishers on a complimentary basis for official use; or

   (8)  gifts, awards, or benefits associated with the business, profession, or other separate activity of a spouse, a domestic partner, or other family member of a magisterial district judge residing in the magisterial district judge’s household, but that incidentally benefit the magisterial district judge.

 (C)  Unless otherwise prohibited by law or by paragraph (A), a magisterial district judge may accept the following items, and must report such acceptance to the extent required by Rule 3.15:

   (1)  gifts incident to a public testimonial;

   (2)  invitations to the magisterial district judge and the magisterial district judge’s spouse, domestic partner, or guest to attend without charge:

     (a)   an event associated with a bar-related function or other activity relating to the law, the legal system, or the administration of justice; or

     (b)   an event associated with any of the magisterial district judge’s educational, religious, charitable, fraternal or civic activities permitted by these Conduct Rules, if the same invitation is offered to non-magisterial district judges who are engaged in similar ways in the activity as is the judge; and

   (3)  gifts, loans, bequests, benefits, or other things of value, if the source is a party or other person, including a lawyer, who has come or is likely to come before the magisterial district judge, or whose interests have come or are likely to come before the magisterial district judge.

 (D)  A magisterial district judge must report, to the extent required by Rule 3.15, gifts, loans, bequests, benefits, or other things of value received by the business, profession, or other separate activity of a spouse, a domestic partner, or other family member of a magisterial district judge residing in the magisterial district judge’s household, if the source is a party or other person, including a lawyer, who has come or is likely to come before the magisterial district judge, or whose interests have come or are likely to come before the magisterial district judge.

Comment:

   (1) Whenever a magisterial district judge accepts a gift or other thing of value without paying fair market value, there is a risk that the benefit might be viewed as a means to influence the magisterial district judge’s decision in a case. Rule 3.13 restricts the acceptance of such benefits, according to the magnitude of the risk. Paragraph (B) identifies circumstances in which the risk that the acceptance would appear to undermine the magisterial district judge’s independence, integrity, or impartiality is low, and explicitly provides that such items need not be publicly reported. As the value of the benefit or the likelihood that the source of the benefit will appear before the magisterial district judge increases, the magisterial district judge is prohibited under paragraph (A) from accepting the gift, or required under paragraph (C) and (D) to publicly report it.

   (2) Gift-giving between friends and relatives is a common occurrence, and ordinarily does not create an appearance of impropriety or cause reasonable persons to believe that the magisterial district judge’s independence, integrity, or impartiality has been compromised. In addition, when the appearance of friends or relatives in a case would require the magisterial district judge’s disqualification under Rule 2.11, there would be no opportunity for a gift to influence the magisterial district judge’s decision making. Paragraph (B)(2) places no restrictions upon the ability of a magisterial district judge to accept gifts or other things of value from friends or relatives under these circumstances, and does not require public reporting.

   (3) Businesses and financial institutions frequently offer special pricing, discounts, and other benefits, either in connection with a temporary promotion or for preferred customers, based upon longevity of the relationship, volume of business transacted, and other factors. A magisterial district judge may freely accept such benefits if they are available to the general public, or if the magisterial district judge qualifies for the special price or discount according to the same criteria as are applied to persons who are not magisterial district judges. As an example, loans provided at generally prevailing interest rates are not gifts, but a magisterial district judge could not accept a loan from a financial institution at below-market interest rates unless the same rate was offered to the general public for a certain period of time or only to borrowers with specified qualifications that the magisterial district judge also possesses.

   (4) Rule 3.13 applies only to acceptance of gifts or other things of value by a magisterial district judge. Nonetheless, if a gift or other benefit is given to the magisterial district judge’s spouse, domestic partner, or member of the magisterial district judge’s family residing in the judge’s household, it may be viewed as an attempt to evade Rule 3.13 and influence the magisterial district judge indirectly. This concern is reduced if the magisterial district judge merely incidentally benefits from a gift or benefit given to such other persons. A magisterial district judge should, however, inform family and household members of the restrictions imposed upon magisterial district judges, and urge them to consider these restrictions when deciding whether to accept such gifts or benefits.

   (5) Rule 3.13 does not apply to contributions to a magisterial district judge’s campaign for judicial office. Such contributions are governed by other Rules of these Conduct Rules, including Rules 4.3 and 4.4.



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