Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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237 Pa. Code Rule 1166. Maintaining Records in the Clerk of Courts.

Rule 1166. Maintaining Records in the Clerk of Courts.

 A.  Generally. The juvenile court file is the official court record and shall contain all original records, papers, and orders filed, copies of all court notices, and docket entries. These records shall be maintained by the clerk of courts and shall not be taken from the custody of the clerk of courts without order of the court.

 B.  Docket entries. The clerk of courts shall maintain a list of docket entries: a chronological list, in electronic or written form, of documents and entries in the official court record and of all proceedings in the case. The clerk of courts shall make docket entries at the time the information is made known to the clerk.

 C.  Contents of docket entries. The docket entries shall include, at a minimum, the following information:

   1)  the child’s name, address, date of birth, if known;

   2)  the guardian’s name, address, if known;

   3)  the names and addresses of all attorneys who have appeared or entered an appearance, the date of the entry of appearance(s), and the date of any withdrawal of appearance(s);

   4)  notations concerning all papers filed with the clerk, including all court notices, appearances, motions, orders, findings and adjudications, dispositions, permanency reviews and adoptions, briefly showing the nature and title, if any, of each paper filed, writ issued, and motion made, and the substance of each order or disposition of the court and of the returns showing execution of process;

   5)  notations concerning motions made orally or orders issued orally in the courtroom when directed by the court;

   6)  a notation of every judicial proceeding, continuance, and disposition;

   7)  the location of exhibits made part of the record during the proceedings; and

   8)a)  the date of receipt in the clerk’s office of the order or court notice;

     b)  the date appearing on the order or court notice; and

     c)  the date and manner of service of the order or court notice; and

   9)  all other information required by Rule 1345.

 D.  Electronic Format. If a judicial district has provided for electronic filing pursuant to Rule 1205, the juvenile court file in which electronic filing has been utilized may be maintained solely in an electronic format as long as copies of the documents maintained in the juvenile court file may be produced in a physical paper format.

Comment

   This rule sets forth the mandatory contents of the list of docket entries and the official court record. This is not intended to be an exhaustive list of what is required to be recorded in the docket entries. The judicial districts may require additional information to be recorded in a case or in all cases.

   The list of docket entries is a running record of all information related to any action in a dependency case in the court of common pleas of the clerk’s county, such as dates of filings, of orders, and of court proceedings, including hearings conducted by juvenile court hearing officers. Nothing in this rule is intended to preclude the use of automated or other electronic means for time-stamping or making docket entries.

   This rule applies to all proceedings in the court of common pleas, including hearings conducted by juvenile court hearing officers, at any stage of the dependency case.

   This rule is not intended to include items contained in the county agency records or reports.

   The practice in some counties of creating the list of docket entries only if an appeal is taken is inconsistent with this rule.

   The requirement of paragraph (C)(3) that all attorneys and their addresses be recorded makes certain there is a record of all attorneys who have appeared for any party in the case. The requirement also ensures that attorneys are served as required by Rules 1167 and 1345. See also Rule 1345(C) concerning certificates of service.

   In those cases in which the attorney has authorized receiving service by facsimile transmission or electronic means, the docket entry required by paragraph (C)(3) is to include the facsimile number or electronic address.

   Paragraph (C)(5) recognizes that occasionally resolution of oral motions presented in open court should be reflected in the docket, such as motions and orders.

   Paragraph (D) permits electronically filed documents to be part of the juvenile court record in an electronic format. Accordingly, the juvenile court record may exist in both paper and electronic form, provided the electronic form can be produced in a paper form.

   Official Note

   Rule 1166 adopted August 21, 2006, effective February 1, 2007. Amended December 24, 2009, effective immediately. Amended April 6, 2017, effective September 1, 2017. Amended December 12, 2019, effective June 1, 2020.

   Committee Explanatory Reports:

   Final Report explaining the provisions of Rule 1166 published with the Court’s Order at 36 Pa.B. 5571 (September 2, 2006).

   Final Report explaining the amendments to Rule 1166 published with the Court’s Order at 40 Pa.B. 222 (January 9, 2010).

   Final Report explaining the amendments to Rule 1166 published with the Court’s Order at 47 Pa.B. 2313 (April 22, 2017).

   Report explaining the amendments to Rule 1166 published with the Court’s Order at 49 Pa.B. 7573 (December 28, 2019).

Source

   The provisions of this Rule 1166 amended December 24, 2009, effective immediately, 40 Pa.B. 222; amended April 6, 2017, effective September 1, 2017, 47 Pa.B. 2313; amended December 12, 2019, effective June 1, 2020, 49 Pa.B. 7573. Immediately preceding text appears at serial pages (387415) to (387417).



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